ISSUES IN SURGICAL ANESTHESIA
From Survey of Current Issues in Surgical Anesthesia, sponsored by the Cleveland Clinic Foundation, Division of
Anesthesiology, Critical Care Medicine, and Comprehensive Pain Management, Naples, FL
Educational Objectives
| The goal of this program is to improve utilization of epidural analgesia in thoracic surgery and reduce the incidence
of anxiety, agitation, and pain in the intensive care unit (ICU). After hearing and assimilating this program, the clinician
will be better able to:
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 | 1. Identify the anatomy, pathophysiology, and significance of thoracotomy pain.
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 | 2. Describe advantages and disadvantages of thoracic epidural analgesia (TEA) for thoracotomy.
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 | 3. Review complications associated with TEA.
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 | 4. Achieve a reduction in anxiety, agitation, pain, and delirium during the perioperative period, without inducing
respiratory depression or hemodynamic compromise.
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 | 5. Determine a means of assessing the level of anxiety, agitation, and pain while in the ICU.
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Faculty Disclosure
In adherence to ACCME Standards for Commercial Support, Audio-Digest requires all faculty and members of the
planning committee to disclose relevant financial relationships within the past 12 months that might create any personal
conflicts of interest. Any identified conflicts were resolved to ensure that this educational activity promotes
quality in health care and not a proprietary business or commercial interest. For this program, the faculty and planning
committee reported nothing to disclose.
Acknowledgements
Drs. OConnor and Insler spoke in Naples, FL, at Survey of Current Issues in Surgical Anesthesia, held November 28
to December 2, 2007, and sponsored by the Cleveland Clinic Foundation, Division of Anesthesiology, Critical Care
Medicine, and Comprehensive Pain Management. The Audio-Digest Foundation thanks the speakers and the sponsors
for their cooperation in the production of this program.
The Role of Epidural Analgesia in Thoracic Surgery
Michael S. OConnor, DO, MPH, Chair, Department of Cardiothoracic Anesthesia, Institute of Anesthesia, and
Staff Anesthesiologist, Cleveland Clinic, Cleveland, OH
| Anatomy of thoracotomy pain: complex; inflammation (in chest wall and pleura, insults intercostal nerve; in diaphragm,
affects phrenic nerve; in lung, mediastinum, and pleura, affects vagus nerve); primary problem multiple insults
to intercostal nerve (eg, rib retraction, type of thoracotomy, closure of thoracotomy)
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| Consequences of thoracotomy pain: lung volumes reduced by 50%; leads to ineffective cough, poor inspiration, small
airway closure, and atelectasis; occasionally necessary to reintubate after thoracotomy in comorbid diseases; Bromage
(1975) showed use of local anesthetic in epidural space blunts spinal reflexes and improves chest wall compliance
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| Preemptive analgesia: study found preemptive analgesia technique with intravenous (IV) narcotics did not have predictive
value; patients who had long-term pain had significantly higher visual analog pain scores, both at rest and during
exertion; meta-analysis by Ong (2005) looked at efficacy of preemptive analgesia for acute postoperative pain management;
techniques that show possible efficacy include epidural analgesia, local anesthetic wound infiltration, and use of
nonsteroidal anti-inflammatory drugs (NSAIDs); systemic opioids and N-methyl-D-aspartate (NMDA) receptor antagonists
did not show preemptive analgesic benefit; Ochroch (2002) looked at long-term pain and activity during recovery
from major thoracotomy using thoracic epidural analgesia (TEA); all patients received thoracic epidural (test dose
of lidocaine, 1.5%, with epinephrine) before induction; one-half then received bolus of fentanyl and bupivacaine and
were continued on infusion at 8 mL/hr; other half received saline; at time of rib approximation, all patients received bolus
dose of bupivacaine and fentanyl, then continued on infusion for 72 hr; excellent pain relief seen in both groups; at
1 yr, rate of postthoracotomy pain 21%; helpful to use epidural as adjunct to general anesthesia
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| Optimal perioperative analgesic strategy: Block (2003) looked at efficacy of postoperative epidural analgesia; meta-
analysis of 100 studies found epidural analgesia better than parenteral opioids at all time points, up to 4 days after surgery
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| Thoracic epidural analgesia: standard for thoracic surgery; useful in smaller procedures (eg, video-assisted thoracoscopic
surgery) and high-risk patients; should be placed preoperatively; labor intensive (placement sometimes causes
20- to 40-min delay in operating room [OR])
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| Benefits of epidural anesthesia/analgesia vs general anesthesia
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 | Cerebral: improved postoperative cognition and reduction in stroke (not statistically significant)
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 | Cardiovascular: statistically significant changes include reduced myocardial infarction, improved graft patency, reduced
blood loss, reduced transfusion requirement, and reduced incidence of deep venous thrombosis (DVT); meta-
analysis by Rodgers (2000) looked at reduction of postoperative mortality and morbidity with epidural or spinal anesthesia;
overall mortality reduced 30% with use of neuraxial blockade (primarily due to reduction in cardiac complications);
TEA has advantage over spinal or lumbar epidural analgesia (blocks stress of sympathetic activation;
improves blood flow to ischemic myocardium)
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 | Pulmonary: reduced pulmonary infections, reduced pulmonary embolism, reduced respiratory depression, and reduced
intubation time; meta-analysis by Ballantyne (1998) looking at comparative effects of postoperative analgesic therapies
on pulmonary outcome found epidural opioids had advantages (improved analgesia; reduced incidence of
atelectasis) over systemic opioids; also found advantages of epidural local anesthetics over systemic opioids (increased
PaO2 ; decreased risk for infections; decreased incidence of pulmonary complications)
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 | Surgical: in study by Rigg (2002), use of epidural technique associated with 3.6% reduction in incidence of death or
major complication; however, not statistically significant
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| Complications of TEA: involve insertion of catheter (eg, dural puncture, paresthesias) and use of analgesic agents; concerns
include epidural hematoma (paraplegia rare); some researchers argue safer to perform thoracic rather than lumbar
epidural; other complications related to agents used in epidural space, including local anesthetics (eg, cardiovascular
collapse) and opioids (eg, pruritus, nausea, and urinary retention; risk for respiratory depression low)
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| Epidural contraindications: patient refusal; sepsis/infection at insertion site; coagulopathies; taking antiplatelet drugs
or low molecular weight heparin (eg, enoxaparin [Lovenox]); DVT prophylaxis makes postoperative surgical period
safer; study from France of serious complications related to regional anesthesia found only 2 complications (seizure
and meningitis) in >5000 epidurals; adjusted complications for spinal epidural significantly higher
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| Multimodal analgesic strategies: since there are multiple pathways for pain transmission, use as much pharmacology
as possible to act at distinct mechanisms for modulating pain transmission; use effective analgesia throughout perioperative
period; minimize side effects; strategies include intraoperative and patient-controlled epidural analgesia, NSAIDs
and oral acetaminophen, intercostal nerve blocks, local anesthetic wound infiltration, paravertebral nerve blocks, IV patient-controlled
analgesia (PCA), IV tramadol, ketamine, dextromethorphan, and gabapentin (eg, Neurontin)
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Sedation and Agitation in the Intensive Care Unit (ICU)
Steven R. Insler, DO, Staff Cardiac Anesthesiologist and Critical Care Physician, Cleveland Clinic, Cleveland, OH
| Anxiety: defined as feeling of apprehension and fear, characterized by physical symptoms, eg, palpitations, sweating,
feelings of stress or distress; causes include inability to communicate, excessive stimulation from continuous noise and
ambient light, sleep deprivation, inadequate analgesia, and feelings of terror from diagnosis that led to patients being
admitted to ICU
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| Agitation: results from extreme anxiety; inability to relax or be still; associated with feeling tense, irritable, and easily
annoyed; causes include extreme anxiety, delirium, adverse drug effects, pain, metabolic disturbance, and medication
withdrawal
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| Target: depends on acute disease processes; supportive or therapeutic interventions may be required; situation always
changing; goal to have calm, easily aroused patient who maintains normal sleep-awake cycle and is able to tolerate mechanical
ventilation (MV)
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| Therapy: goal-directed; once objectives determined, state desired level of sedation and reevaluate patient on regular basis;
regimen should be written with flexibility to alter titration to desired end point
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| Indirect sedation assessment: hinders continuity of care; limits accurate titration of sedative agents toward therapy
goals; places patient at increased risk for over- or inadequate sedation based on assessment; potentially more difficult to
wean patient from MV or to optimize respiratory function
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| Inadequate sedation: pain; facial grimacing; unexplained tachycardia; tachypnea; hypertension; diaphoresis; tearing
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| Excessive sedation: patient no longer in distress, but unable to communicate effectively; moribund; difficult to arouse;
may lead to delayed recovery; only recommended during complete neuromuscular blockade or open chest cardiac procedure
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| Relieve pain first: start sedation only after providing adequate analgesia; although opioids produce sedating effects, they
do not decrease awareness, provide amnesia, or cause sedation; sedative-amnestic agents produce amnesia and sedation;
benzodiazepines and analgesics optimize patient comfort, but may also cause agitation and disorientation; unrelieved
pain causes inadequate sleep, leading to exhaustion and, eg, agitation, tachycardia, hypertension, increased
myocardial O2 consumption, hypercoagulability, immunosuppression, persistent catabolism
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| Pain assessment: patient self-report optimal; other options include verbal rating score, visual analog score, and numeric rating
system; surrogate may be necessary to assess pain (≈73% accurate); Anesthesiology and Critical Care Medicine
(ACCM) recommends that pain assessment and response to therapy be performed on regular basis using scale appropriate
for patient population and that it be documented in systematic fashion; level of pain reported must (whenever possible) be
considered current standard for assessment of pain and response to therapy; ACCM recommends use of numeric rating
scale; inability to communicate necessitates assessment via subjective observation of pain-related behaviors and change after
therapy
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| Pain therapy: goal to develop individualized therapeutic plan for each patient, which is then communicated to all caregivers
to ensure consistent analgesia; common agents include fentanyl, hydromorphone (eg, Dilaudid), and morphine;
scheduled dosing or infusion recommended for consistent pain relief; PCA may be used in proper patient; fentanyl preferred
for rapid onset and effectiveness in infusion; fentanyl and hydromorphone for hemodynamic-renal instability;
morphine and hydromorphone effective for intermittent therapy, due to longer duration; NSAIDs effective in appropriate
patients
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| Assessing sedation and agitation: structured approach; close monitoring of each patient; goal to direct titration of medications;
multidisciplinary team optimal; sedation scale key component; enhances accurate and consistent medicine titration,
improves understanding and communication, and reduces incidence of excessive drug use; ideal sedation scale
would provide data that are simple to compute and record, accurately describe degree of sedation/agitation in well-defined
categories, guide titration of therapy, and have validity, reliability, and applicability in ICU
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| Sedation assessment: most patients not monitored by any type of scale that would be used to guide medication delivery;
2 types of scales subjective and objective; subjectivehave demonstrated usefulness in critical care setting; no gold
standard established; objectivetechnology-based; include electroencephalography (EEG), bispectral index (BIS)
monitor, and auditory-evoked potentials; originally, depth-of-anesthesia monitors
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| Ramsey scale: originally described in 1974; widely used; visually identifies situations of agitation or sleep; some consider
it to be measure of consciousness, not sedation; lacks clear discrimination and descriptors of levels; poor validity;
good reliability and interobserver agreement; divided into 6 levels, from awake to comatose
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| Glasgow Coma Scale: modified in 1987 by Cook and Palma; score modified for MV (cough and spontaneous respiration
added); other categories include eye opening, higher function, and rates of consciousness; good reproducibility, interobserver
agreement, and validated for clinical use; speaker notes, the problem I think is its very cumbersome
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| Sedation-Agitation Scale: described in 1999 by Riker to look at agitated adult ICU patient; reliable, high interobserver
agreement, and valid in assessing agitation and sedation; provides additional information by stratifying patients into 3
categories (agitated, calm, and sedated)
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| Motor Activity Assessment Scale (MAAS): valid and reliable sedation scale in patient not on MV; 7 categories describe
patient behavior in response to stimuli; easy to use
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| Richmond Agitation-Sedation Scale (RASS): monitors sedation over time; good reliability and validity; excellent interobserver
reliability; first scale validated for ability to detect changes in sedation status over time; correlates well with
dose of sedative/analgesic medication; valid and reliable in patient not on MV; subdivides patients into sedated or unable
to be aroused by verbal or physical stimulation; easy to perform and document; wide range of scores to describe
agitated, sedated, and delirious behavior; focuses on level of arousal vs content of arousal (ie, delirium)
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| Objective assessment: typically used with deep levels of sedation and when neuromuscular blockade masking observable
behavior; uses heart rate variability, lower esophageal sphincter contractility, EEG, and BIS
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 | BIS: scale of 0 to 100; strong agreement between recall/hypnosis and BIS index in OR, but has limitations in ICU
(muscle activity may artificially elevate score; more reproducible with neuromuscular blocking agent; subjective
scales more reproducible during light sedation; studies ongoing to validate utility
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 | Guidelines from ACCM: end point established and regularly redefined for each patient; regular assessment and response
to therapy documented; use of validated assessment scale recommended; objective measures of sedation have
not proven useful in ICU setting
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| Sedation therapy: combination of midazolam and diazepam should be used for rapid treatment of acute anxiety and agitation;
propofol recommended for rapid awakening or neurologic evaluation; midazolam only for short-term use;
lorazepam (eg, Ativan) recommended for long-term use; essential pointoptimal dose of medication requires knowledge
of desired and unwanted effects; requires observation, repeated assessment, titration of dosage, and recognition
that sedation needs vary; daily interruption of sedative infusions can reduce many complications in ICU; however,
never interrupt sedation in patient receiving neuromuscular blockade until agent discontinued and out of system
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| Delirium: affects ≤80% of ICU patients; fluctuating mental status, inattention, and disorganized thinking; associated with
sleep-awake cycle; hastened by reversal of day-night cycle; usually seen in patients in ICU for prolonged time;
assessmentdetermined via Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM IV),
clinical history, and physical examination; confusion and assessment method (CAM) more likely employed in busy ICU;
treatmentneuroleptic agents (eg, haloperidol, droperidol) given initially at dose of 1 to 2 mg, then doubled every 15 to
20 min; doses >400 mg reported; prolonged QT interval may occur; follow electrocardiography (ECG); associated with
ventricular arrhythmia, torsades de pointes, and neuroleptic malignant syndrome; speaker has also used atypical antipsychotics
(eg, risperidone); dexmedetomidine under investigation for use in ICU; nonpharmacologic strategies include environmental
modification, relaxation, music therapy, and massage
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| Sleep: essential component of overall health program; sleep deprivation associated with cognitive dysfunction, confusion,
and delirium; patients typically permitted 2 hr sleep per day in ICU; factors leading to sleep deprivation include underlying
clinical condition, drugs administered, and environmental disturbances (eg, noise, lights); sleep therapyproduce
environment that promotes sleep; multidisciplinary approach required; maintain day-night cycle; α2 -agonists closest to
inducing hypnotic state resembling endogenous sleep
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Suggested Reading
Ballantyne JC et al: The comparative effects of postoperative analgesic therapies on pulmonary outcome: cumulative meta-
analyses of randomized, controlled trials. Anesth Analg 86:598, 1998; Block BM et al: Efficacy of postoperative epidural analgesia:
a meta-analysis. JAMA 290:2455, 2003; Bromage PR: Mechanism of action of extradural analgesia. Br J Anaesth
47:199, 1975; Costa J et al: Cost of ICU sedation: comparison of empirical and controlled sedation methods. Clin Intensive
Care 5:17, 1994; Gottschalk A et al: Preventing and treating pain after thoracic surgery. Anesthesiology 104:594, 2006;
Kissin I: Preemptive analgesia. Anesthesiology 93:1138, 2000; Ochroch EA et al: Long-term pain and activity during recovery
from major thoracotomy using thoracic epidural analgesia. Anesthesiology 97:1234, 2002; Ong CK et al: The efficacy of
preemptive analgesia for acute postoperative pain management: a meta-analysis. Anesth Analg 100:757, 2005; Pennefather SH
et al: The changing practice of thoracic epidural analgesia in the United Kingdom: 1997-2004. Anaesthesia 61:363, 2006; Ramsay
MA et al: Controlled sedation with alphaxalone-alphadolone. Br Med J 2:656, 1974; Rassin M et al: "Between the fixed
and the changing": examining and comparing reliability and validity of 3 sedation-agitation measuring scales. Dimens Crit Care
Nurs 26:76, 2007; Rigg JR et al: MASTER Anaethesia Trial Study Group. Epidural anaesthesia and analgesia and outcome of
major surgery: a randomised trial. Lancet 359:1276, 2002; Riker RR et al: Prospective evaluation of the Sedation-Agitation
Scale for adult critically ill patients. Crit Care Med 27:1325, 1999; Rodgers A et al: Reduction of postoperative mortality and
morbidity with epidural or spinal anaesthesia: results from overview of randomised trials. BMJ 321:1493, 2000; Wang LP et al:
Incidence of spinal epidural abscess after epidural analgesia: a national 1-year survey. Anesthesiology 91:1928, 1999.
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