PEARLS, PITFALLS, AND PROGRESS
Educational Objectives
| The goals of this program are to enhance awareness of the effects of anesthetic management on long-term outcome
and to improve management of the child with an upper respiratory-tract infection (URI) undergoing outpatient anesthesia
and surgery. After hearing and assimilating this program, the clinician will be better able to:
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 | 1. Review the potential relationship between anesthetic management and immune function.
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 | 2. Examine how choice of anesthetic management might influence cancer recurrence and other long-term outcomes.
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 | 3. List the risks associated with anesthetizing a child with a URI undergoing elective surgery.
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 | 4. Discuss the clinical predictors of anesthetic complications in the pediatric patient with a URI.
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 | 5. State the risk factors for perioperative adverse respiratory events in children with URIs.
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Faculty Disclosure
In adherence to ACCME Standards for Commercial Support, Audio-Digest requires all faculty and members of the planning
committee to disclose relevant financial relationships within the past 12 months that might create any personal conflicts
of interest. Any identified conflicts were resolved to ensure that this educational activity promotes quality in health
care and not a proprietary business or commercial interest. For this program, the faculty and planning committee reported
nothing to disclose.
Acknowledgements
Dr. Sessler spoke in White Sulphur Springs, WV, at the Fourteenth Annual Advances in Physiology and Pharmacology in
Anesthesia and Critical Care, held November 2-5, 2008, and sponsored by Wake Forest University School of Medicine;
Dr. Mason, in Rancho Mirage, CA, at Advances in Clinical Anesthetic Practice 2008, held February 16-20, 2008, and
sponsored by Loma Linda University School of Medicine. The Audio-Digest Foundation thanks the speakers and the
sponsors for their cooperation in the production of this program.
Does Anesthetic Management Affect Long-term Outcome?
Daniel I. Sessler, MD, Professor and Chair, Department of Outcomes Research, Cleveland Clinic, Cleveland, OH
| Introduction: ≈25 yr agoanesthetic mortality ≈1 in 10,000 (in relatively healthy patients coming for small operation);
volatile anesthetics included halothane, enflurane, and isoflurane; often delivered by copper kettles (required
accurate calculation for correct dose); automatic blood pressure cuffs unavailable; pulse oximetry not yet invented;
end-tidal gas monitoring unavailable; anesthetic training less sophisticated (compared to now); available drugs
were also less sophisticated; present dayanesthetic mortality ≈1 in 200,000 (anesthesia has made bigger improvements
in outcome than has any other specialty)
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| Hypothermia: unwarmed surgical patients invariably become hypothermic; initial redistribution hypothermia occurs;
unwarmed patients become increasingly hypothermic, to temperature of ≈34°C, depending on length of operation;
with simple warming techniques (eg, forced air) normothermia can be maintained; surgical wound infection
detected 1 to 3 wk after surgery; never previously considered anesthetic complication; even today, surgeons do not
consider wound infection anesthetic complication (instead, attributed to poor surgical technique); but hypothermic
patients have 3 times greater risk for surgical wound infection and stay in hospital 20% longer; morbid myocardial
outcomeshypothermia triples risk; events typically occur 2 to 3 days after anesthesia and surgery; blood loss
also increased with hypothermia; occurs during surgery and anesthesia; related to tissue hypothermia, not core hypothermia;
recent meta-analysis shows each degree of hypothermia increases blood loss by 16%; consequently,
mild hypothermia significantly increases need for allogeneic transfusion (can save life, but also toxic; associated
with numerous and severe immunologic complications)
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| Transfusion medicine: meta-analysis finds because of complications, transfusions double mortality risk; Food and
Drug Administration (FDA) allows blood to be stored ≤42 days; stored blood degrades and promotes inflammatory
reaction when transfused; study found difference in survival continues to accrue up to ≈6 mo; showed patients
given older blood die at higher rate 5 mo after surgery; even 7 yr after surgery, substantial and statistically significant
difference between patients given older blood and those given fresh blood
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| β-blockers: Mangano (1996) showed perioperative atenolol reduced mortality; PeriOperative ISchemic Evaluation
(POISE) trial (2006) confirmed β-blockers reduce risk for nonfatal myocardial infarction (MI); trial also showed
large increase in number of strokes, consequently increasing mortality; concluded that atenolol reduces risk for MI,
but does so at expense of causing strokes, therefore worsening mortality (studies evaluated different populations,
different drugs, and different doses); β-blockers cause long-term outcomes; Monk (2005) published study linking
anesthetic depth with mortality (association only; not causal); overall mortality ≈5% in year following surgery; in
patients >65 yr of age, mortality 10%; half of mortality from cancer
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| Potential protective effects of regional analgesia: cancer recurrence usually lethal; therefore, preventing recurrence
essential; traditionally thought that localized cancer either removed completely or not (patient either cured or has
relapse); now known that at time of diagnosis, no matter how early, cancer already widely disseminated (blood
sample shows cancer cells; especially true during surgery); important to remove primary tumor, because peripheral
tumor inhibited by removal of primary tumor; provides window of opportunity for host to manage circulating
tumor cells; host defense, more than cancer surgery itself, determines recurrence; natural killer cells most
important host defense for cancer (infectious analogue of neutrophils); actions by anesthesia provider in context
of cancer surgery can impair natural killer cell function; three perioperative factors impair host defense, 1) cancer
surgery (stress response to surgical tissue injury), 2) volatile anesthetics, and 3) opioids
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 | Cancer surgery: Ben-Eliyahu (1999) showed that, in rats, natural killer cell function in blood and spleen decreased
after surgery for ≤1 day (by 1 wk, natural killer cell function had recovered); without surgery, injection of breast
cancer line resulted in relatively few tumors in lung; after surgery, you get lots and lots of [tumors]; stress response
to surgical tissue injury impairs natural killer cell function and facilitates metastases in rats
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 | Volatile anesthetics: halothane (and other volatile anesthetics) substantially increases lung tumor retention; impair
natural killer cell function and, therefore, facilitate metastases in rats
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 | Opioids: via central and peripheral mechanisms, impair natural killer cell function and, therefore, increase lung tumor
retention (substantial increase)
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 | Theory: regional anesthesia and analgesia reduce stress response to surgery, eliminate or reduce need for volatile
anesthetics, and eliminate need for opioids; if true, this will facilitate maintaining good natural killer cell function;
hypothesisregional anesthesia and analgesia reduce risk for cancer recurrence; additional studiesstudy of
rats that had major surgery with either general anesthesia or general anesthesia combined with spinal anesthesia
showed factor of 3 difference in lung tumor retention; evidence suggests regional anesthesia and analgesia may
be protective against cancer recurrence; limited human evidence in breast cancer shows women receiving general
anesthesia and opioid analgesia far more likely to have cancer recurrence than those who had paravertebral
analgesia combined with general anesthesia; similar data from prostate cancer patients who received either general
anesthesia and opioid analgesia or epidural anesthesia combined with general anesthesia followed by epidural
analgesia; results showed men given general anesthesia had higher recurrence risk
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| Summary: maintaining normothermia reduces infection risk by factor of 3, decreases risk for morbid myocardial
outcomes by factor of 3, and reduces blood loss and allogeneic transfusion requirement; prolonged storage of
red blood cells worsens outcome, causes major complications, and increases mortality (difference preserved ≤7
yr after surgery); β-blockers reduce perioperative myocardial events, but (in selected patient populations, doses,
and drugs) increase risk for stroke and mortality; regional anesthesia and analgesia may reduce risk for cancer
recurrence (speculative)
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The Upper Respiratory Tract Infection (URI) Dilemma in Pediatric Ambulatory Anesthesia
Linda J. Mason, MD, Professor of Anesthesiology and Pediatrics, Loma Linda University School of Medicine, and Director,
Pediatric Anesthesiology, Loma Linda University Medical Center, Loma Linda, CA
| Decision to postpone elective surgery: must include both scientific and human/emotional considerations (eg, parents
may have taken time off from work for surgery; scheduling surgery between episodes of URI challenging); risk
factors include acute purulent URI, fever >38.5°C, and lower respiratory tract infection (eg, rales, rhonchi, and
wheezing); parents best monitor for determining whether child has URI; important to ask parents whether child
sick, whether anyone else in family sick, and whether child had contact with sick children
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| Noninfectious causes: allergic rhinitis (seasonal or perennial); vasomotor rhinitis (emotional [eg, crying]; temperature)
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| Infectious causes: viral infectionsnasopharyngitis (common cold); flu syndrome (usually lower respiratory tract);
laryngotracheal bronchitis (infectious croup); viral exanthemsmeasles; chickenpox; acute bacterial infections
streptococcal tonsillitis
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| Risk of anesthetizing child with URI: child <1 yr of age has decreased time to desaturation during apnea; hypoxemia,
bronchospasm, and atelectasis increased with endotracheal intubation; possible increased risk for laryngospasm
(Schreineryes; Tait and Knightno); airway hyperreactivity exists for 6 wk after viral infection; Coté
recommends postponing elective surgery in obviously ill child to avoid compound effects of systemic illness,
coughing, and surgical incision
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| Minimizing risks: Tait (1998)looked at use of laryngeal mask airway (LMA) compared to endotracheal intubation
in children with URI scheduled for elective surgery; found risk for laryngospasm equal, but risk for bronchospasm
higher in intubated group; Lakshmipathy (1996)looked at environmental tobacco smoke as risk factor for pediatric
laryngospasm; all cases occurred on emergence; higher incidence if source of passive smoke maternal; found risk
10 times greater than risk seen in normal population
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| Clinical predictors of anesthetic complications in ≈2000 children with URIs (Parnis, 2001): majority had intravenous
(IV) induction; 40 patients did not proceed to surgery; majority of adverse events involved airway (eg, coughing,
bronchospasm, upper-airway obstruction); predictors of adverse events (eg, laryngospasm, airway obstruction)
include airway management (eg, orotracheal or nasotracheal intubation), parents belief that child has cold, child
snoring, passive smoking, sputum (moist or productive cough), thiopental induction (vs propofol), and not administering
neostigmine to reverse nondepolarizing muscle relaxation; factors that were not predictors of adverse events
include cold in previous 6 wk and surgery canceled in previous 6 wk due to URI; concluded that children who have
cold, who snore, who are passive smokers, or who have nasal congestion or productive cough have higher risk for
airway complications; intubation increases risk (decreased with LMA or face mask); propofol safest induction agent;
muscle relaxants should be reversed (if nondepolarizing); cancel any nonurgent surgery if patient febrile (>38.5°C),
wheezing, suffers malaise, or very young (<1 yr), especially if airway instrumentation needed
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| Risk factors for perioperative adverse respiratory events in children with URI (Tait, 2001): younger population
than in Parnis study; URI defined by any 2 symptoms (eg, rhinorrhea, sore or scratchy throat, sneezing, nasal congestion,
malaise, cough, or fever >38°C) and confirmation by parent; canceled in presence of severe URI, lower
respiratory tract infection, or bacterial infection; adverse events included laryngospasm, bronchospasm, breath-
holding, O2 desaturation; laryngospasm and bronchospasm equal in all groups; children with active or recent URI
had higher incidence of O2 desaturation and overall adverse respiratory events; also had higher incidence of severe
coughing, breath-holding, and secretions that persisted for 4 wk; predictors of adverse events include copious secretions,
endotracheal intubation in child <5 yr of age, history of prematurity, nasal congestion, paternal smoking,
history of reactive airway disease (postpone for ≥4 wk if child has asthma, especially if intubation required), surgery
involving airway (higher risk in tonsillectomy); concluded that children with active or recent URI at increased
risk for adverse respiratory events if child has history of reactive airway disease, requires surgery involving airway,
has history of prematurity, exposed to environmental tobacco smoke, has nasal congestion or copious secretions, or
requires placement of endotracheal tube (ETT); also concluded anesthetic agent can make difference (sevoflurane
induction and maintenance had lower incidence of complications than switching to another agent after induction);
with careful management, children can undergo elective procedures without increased morbidity; underlying viral
myocarditis possible, but postponing for few weeks will not alter risk for arrhythmias (postpone for respiratory
complications)
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| Additional risk factors for adverse events: in children with colds emerging from anesthesia (Homer, 2007); excluded
patients with reactive airway disease, history of prematurity <1 yr of age, and chronic lung disease; variables
included sex, weight, use of premedication, airway devices, URI variables (eg, passive smoking; symptoms
present with recent URI); outcome variables included coughing, desaturation, laryngospasm, and duration of O2
administration in recovery; highest-risk areas included deep tracheal extubation (compared with face mask; LMA
use intermediate), URI 2 to 4 wk prior to anesthesia (intermediate risk <2 wk; 4 to 6 wk protective); benzodiazepine
premedication increased adverse respiratory events; low-grade fever mildly protective
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| Pretreatment with bronchodilator: in afebrile American Society of Anesthesiologists (ASA) physical status type I
or II child with active or recent URI (within 6 wk), undergoing surgery lasting <3 hr, and receiving either albuterol
or inhaled anticholinergic drug (eg, ipratropium), results showed no decrease in adverse airway events
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| Glycopyrrolate: study showed no difference in outcomes in reducing perioperative adverse respiratory events, but
shorter discharge times and decreased nausea and vomiting; however, more agitation in recovery room, more redness
and flushing, and more tachycardia
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| Conclusions: risk associated with anesthesia, even without URI; child with URI has increased risk for airway
complications (anesthesia provider must decide level of risk he or she willing to take); must wait 4 to 6 wk to decrease
risks; tailor anesthetic to decrease risks (eg, propofol; face mask or LMA instead of ETT), but risks cannot
be reduced to zero; anticholinergic drugs have not been shown to decrease risks; use good judgment and
common sense; informed consent of parents essential when deciding to proceed or cancel; document discussions
with parents in chart
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Suggested Reading
Ben-Eliyahu S et al: Evidence that stress and surgical interventions promote tumor development by suppressing natural killer cell
activity. Int J Cancer 80:880, 1999; Frank SM et al: Perioperative maintenance of normothermia reduces the incidence of morbid
cardiac events. A randomized clinical trial. JAMA 277:1127, 1997; Homer JR et al: Risk factors for adverse events in children
with colds emerging from anesthesia: a logistic regression. Ped Anesth 17:154, 2007; , Levy L et al: Upper respiratory tract infections
and general anaesthesia in children. Peri-operative complications and oxygen saturation. Anaesthesia, 47:678, 1992;
Malviya S et al: Risk factors for adverse postoperative outcomes in children presenting for cardiac surgery with upper respiratory
tract infections. Anesthesiology 98:628, 2003; Mangano DT et al: Effect of atenolol on mortality and cardiovascular morbidity after
noncardiac surgery. Multicenter Study of Perioperative Ischemia Research Group. N Engl J Med 335:1713, 1996; Monk TG et
al: Anesthetic management and one-year mortality after noncardiac surgery. Anesth Analg 100:4, 2005; Parnis SJ et al: Clinical
predictors of anaesthetic complications in children with respiratory tract infections. Paediatr Anaesth 11:29, 2001; POISE Trial
Investigators, Devereaux PJ et al: Rationale, design, and organization of the PeriOperative ISchemic Evaluation (POISE) trial: a
randomized controlled trial of metoprolol versus placebo in patients undergoing noncardiac surgery. Am Heart J 152:223, 2006;
Rajagopalan S et al: The effects of mild perioperative hypothermia on blood loss and transfusion requirement. Anesthesiology
108:71, 2008; Schreiner MS et al: Do children who experience laryngospasm have an increased risk of upper respiratory tract infection?
Anesthesiology 85:475, 1996; Tait AR et al: Intraoperative respiratory complications in patients with upper respiratory
tract infections. Can J Anaesth 34:300, 1987; Tait AR et al: Risk factors for perioperative adverse respiratory events in children
with upper respiratory tract infections. Anesthesiology 95:299, 2001; Tait AR et al: The effects of general anesthesia on upper respiratory
tract infections in children. Anesthesiology 67:930, 1987; Tait AR et al: Use of the laryngeal mask airway in children
with upper respiratory tract infections: a comparison with endotracheal intubation. Anesth Analg 86:706, 1998.
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