BREATHING (NOT SO) EASY: DYSPNEA AND PNEUMONIA
From the 5th Annual Conference on Medical Dilemmas in Primary Care, presented by the Southern Medical Association
Patrick A. Flume, MD, Professor of Medicine and Pediatrics, Medical University of South Carolina, Charleston
Educational Objectives
| The goal of this program is to improve the assessment and management of dyspnea and pneumonia. After hearing and
assimilating this program, the clinician will be better able to:
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 | Detail the differential diagnosis for patients with chronic dyspnea.
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 | Evaluate patients with chronic dyspnea, distinguishing between cardiac, pulmonary, pulmonary-vascular, and
neuromuscular causes.
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 | Describe the changes in lung function that are associated with obstructive and restrictive lung diseases.
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 | Compare community-acquired, health care-associated, hospital-acquired, and ventilator-associated pneumonias,
with regard to etiology, common pathogens, and approach to management.
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 | Discuss the importance of initial antibiotic therapy for patients with pneumonia and the factors to consider
when selecting antibiotics.
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Faculty Disclosure
In adherence to ACCME Standards for Commercial Support, Audio-Digest requires all faculty and members of the
planning committee to disclose relevant financial relationships within the past 12 months that might create any personal
conflicts of interest. Any identified conflicts were resolved to ensure that this educational activity promotes
quality in health care and not a proprietary business or commercial interest. For this program, the following has been
disclosed: Dr. Flume has received grant support from Novartis, MPEX Pharmaceuticals, and Bayer and is on the
Speakers Bureau for Pfizer. The planning committee reported nothing to disclose.
Acknowledgments
Dr. Flume was recorded at the 5th Annual Conference on Medical Dilemmas in Primary Care, presented by the Southern
Medical Association, and held December 19-21, 2008, in New York, NY. The Audio-Digest Foundation thanks Dr.
Flume and the Southern Medical Association for their cooperation in the production of this program.
How to Evaluate the Breathless Patient
| Dyspnea: unpleasant sensation associated with breathing; patients describe in different terms (eg, shortness of breath, difficulty
breathing, suffocation, tightness)
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| Causes of dyspnea: cardiaceg, congestive heart failure (CHF) and arrhythmias; vascular density of lungs increases,
reducing compliance; pulmonaryairway and parenchymal diseases result in impaired lung expansion and decreased
vagal input from lungs; pleural effusions may expand chest wall and suppress vagal input; pulmonary vascular
diseaseeg, emboli and pulmonary hypertension; othersanemia associated with decreased drive to breathe; neuromuscular
disease may affect breathing
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 | Breathing reserve: ventilation capacity 60 to 100 L/min; pulmonary function often significantly impaired before symptoms
emerge
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 | Descriptor clues: patients with pulmonary etiology often complain of shortness of breath; those with cardiac etiology
tend to complain of fatigue; duration of symptomspulmonary etiologies generally associated with faster recovery
than cardiac etiologies
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| Cardiac causes of dyspnea: history often includes angina, but some patients report only dyspnea upon exertion; physical
examination may not reveal abnormal findings, so history and risk factors important; CHFpatient may have
weight gain, orthopnea, or nocturnal symptoms; findings on physical examination include elevated jugular venous pressure
(JVP), third heart sound (S3 ) and crackles on auscultation, and leg edema; arrhythmiasoften described as palpitations;
ask about pulse (tachycardia); examination may be normal; stress testingechocardiography often useful; difficult
to detect arrhythmias with periodic monitoring; B-type natriuretic peptide (BNP)normal level <100 pg/mL; even moderate
elevations may indicate CHF
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| Pulmonary causes: asthma vs chronic obstructive pulmonary disease (COPD)diagnosis partly based on risk factors
(eg, smoking); bronchiectasissometimes misdiagnosed as chronic bronchitis; patients typically have increased production
of sputum (purulent); interstitial lung disease (ILD)patients may initially complain of irritating cough (sometimes
misdiagnosed as acid reflux); bilateral dry crackles on auscultation; pleural effusionschest pain often not present;
studieschest x-ray (CXR); lung function tests; diffusion capacity and lung volume tests if ILD suspected
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| Pulmonary vascular causes: acute pulmonary embolism (PE)symptom onset often sudden; chronic thromboembolic
diseaseinsidious onset; risk factors include hypercoagulability; symptoms often subtle (eg, intermittent chest pain,
tachycardia); pulmonary hypertensionsigns and symptoms similar to those of CHF, including elevated JVP; prominent
pulmonary valve closure sound (P2) and cardiac heave may be present; studiesCXR useful, but often inconclusive;
computed tomography (CT) with contrast; perfusion scan if chronic thromboembolic disease suspected; echocardiography
if pulmonary hypertension suspected
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| Other causes: anemiaetiology often identifiable; neuromuscular weaknessoften left out of differential diagnosis,
unless patient has other obvious weakness; hoarse voice or inability to take deep breath should increase index of suspicion
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| Initial evaluation: begin with CXR and spirometry (unless CHF strongly suspected); if inconclusive, order high-resolution
CT (HRCT) or echocardiography; consider stress testing for difficult cases; absence of abnormal findingsCXR
may be clear in patients with coronary artery disease (CAD), CHF (especially compensated diastolic CHF), obstructive
lung disease (eg, asthma, mild COPD), some restrictive lung disease (eg, early ILD; HRCT recommended if crackles
heard on auscultation), and mild to moderate pulmonary hypertension and PE
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| Spirometry: measures volume and velocity of exhaled air; forced expiratory volume at 1 sec (FEV1 ) normally ≈70% of
forced vital capacity (total amount of air exhaled); obstructive airway diseaseforced vital capacity approaches normal,
but velocity low; restrictive lung diseasenormal velocity, but decreased forced vital capacity
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| Obstructive lung disease: asthma; COPD; chronic bronchitis; emphysema; bronchiectasis; bronchomalacia; airway
tumors (rare); bronchiolitis
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| Restrictive lung disease: ILDs; diseases that affect alveolar filling (eg, pneumonia, pulmonary edema); large lesions
(eg, lung cancer, enlarged heart, mediastinal masses); diseases of chest wall and pleura, including pleural effusion, kyphoscoliosis,
and obesity
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| Lung volumes: lungssmall change in pressure results in large change in volume, until lungs near maximal expansion;
chest wallexpands to increase volume of chest cavity; compliance increases with age; determinants of total lung capacity
(TLC)compliance of chest wall and lungs; muscle strength; determinants of residual volume (RV)chest
wall compliance; muscle strength; airway closure; determinants of functional residual capacity (FRC)compliance
of chest wall and lungs
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 | Changes with disease states: obstructive diseaseairway closure results in increased RV; later, morphologic changes result
in increased FRC and TLC; restrictive diseaseearly changes result in decreased RV; reduced compliance results
in decreased FRC and TLC; muscle weaknessnormal FRC; insufficient pressure generated, so TLC decreases and
RV increases; measuring maximum inspiratory and expiratory pressures useful; although effect on vital capacity and
flow similar to that seen with restrictive disease, etiology different; obesitynormal TLC and RV; decreased FRC; excess
weight increases pressure on lungs, making inspiration more difficult
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| Interstitial lung diseases: HRCTrecommended when restrictive disease suspected; good sensitivity for identifying
ILDs; identifies edema; correlates with disease activity; known etiologyexposure to inorganic and organic dusts; hypersensitivity
pneumonitis and allergic alveolitis (ask about pets, especially birds); Pseudomonas infection (ask about hot
tub use); drug-induced ILD; cancer and lymphangitic spread; radiation; some infections; unknown etiologyidiopathic
pulmonary fibrosis; other conditionsvasculitic syndromes; sarcoidosis; often require biopsy
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| Diffusion capacity: gas exchange in lungs occurs by passive diffusion; diffusion abnormalities rarely cause hypoxemia;
transfer factor may be more precise term (incorporates factors other than diffusion); measurementlung diffusion capacity
for carbon monoxide (DL CO); interpretationwide range of normal values; increased DL CO occurs with increased
blood volume, presence of blood in airspace, increased pulmonary blood flow, and airway edema; decreased
DL CO occurs with emphysema, bronchiectasis, and pulmonary hypertension (may be only abnormality); exercise-induced
hypoxemia likely in patients with DL CO <40% of predicted; useful for diagnosing ILD and pulmonary vascular
disease
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| Pulmonary hypertension: echocardiography for estimating right ventricular systolic pressure; if inconclusive, right
heart catheterization recommended; mean pulmonary arterial pressure\>25 mm Hg; increases with advanced disease
(to ≥60 mm Hg in many patients); etiologyprimary pulmonary arterial hypertension; CHF most common cause (results
in pulmonary venous hypertension); pulmonary disorders; other disorders that directly affect pulmonary vasculature
(eg, scleroderma, sarcoidosis)
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| Role of dynamic testing: when static testing inconclusive and for patients with disproportionately severe symptoms (relative
to findings from static tests); used for simultaneous assessment of cardiovascular and ventilatory functions; options
treadmill; bicycle (preferred by speaker); exercise intolerancebreathlessness, pain, and/or fatigue with exertion (experienced
even by trained athletes, but at higher intensity of exercise)
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| Maximal oxygen consumption (VO2max): considered within normal range when patient reaches 90% of predicted
VO2max ; early exercise intoleranceeg, 60% of predicted VO2max ; important to identify etiology (eg, cardiac vs pulmonary
limitation)
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| Closing comments: importance of historydistance patient can walk on flat surface (and time it takes); ability to
climb flight of stairs; triggers for dyspnea; early diagnosis important
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Pneumonia: Diagnosis and Management
| Infection: primarily occurs by aspiration; criteriaimpairment of local immune function; inoculation with sufficient number
of organisms (decreases with increasing virulence); aspirationcommonly occurs during sleep; increases with central nervous
system (CNS) impairment; small volume of aspirate (from oropharyngeal space) contains large number of organisms
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| Classification: community-acquired pneumonia (CAP); hospital-acquired pneumonia (HAP; occurs \>48 hr after admission);
ventilator-associated pneumonia (VAP; occurs \>48 hr after placement on mechanical ventilatory support); health
care-associated pneumonia (HCAP; patients have risk factors, including recent hospitalization, antibiotic therapy, or hemodialysis,
or residence in long-term care facility); clinical relevanceinitial therapy empiric; knowing likely pathogens
helps direct choice of antibiotics; examplestudy found gram-negative bacilli present in mouth in ≈10% of healthy
individuals (including hospital staff), ≈35% of moderately-ill patients, and \>70% of patients in intensive care unit (ICU);
altered immune function allows establishment of organisms different from those seen in CAP
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| Prediction rule: Fine et al (1997) looked at factors predictive of death in patients with pneumonia; 5 levels of risk; best
predictorsage \>50 yr; coexisting medical conditions (neoplastic disease; CHF; cerebrovascular disease; renal or liver
disease); certain abnormalities on physical examination (altered mental status; tachycardia; tachypnea; decreased blood
pressure; hypothermia or hyperthermia); risk factors assigned points; risk increases with increasing number of points; category-5
(highest risk) patients have ≈30% risk of dying; hospitalizationsome physicians use prediction rule to make
decisions about hospitalization, but speaker cautions against this; decision to admit patient may take other factors (including
social circumstances) into account
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| Quality indicators (QIs): established by Centers for Medicare and Medicaid Services (CMS); not always supported by
evidence; initiation of antibioticsinitial QI required initiation within 4 hr of presentation (later changed to 8 hr because
of increased use of antibiotics without evidence of benefit); blood culture within first 24 hr shown to be of no utility
unless patient septic; QI rescinded; other QIsappropriate selection of antibiotics; vaccination; counseling for smoking
cessation; O2 assessment
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| Risk factors and pathogens: alcoholismincreases risk for drug-resistant pneumococcus, anaerobes, and mycobacteria;
smokingincreases risk for pneumococcus, Haemophilus influenzae, and Moraxella catarrhalis; poor hygiene
increases risk for anaerobes; general healthStreptococcus pneumoniae most common pathogen across groups; Mycoplasma,
Chlamydia, H influenzae, and viruses common in younger, healthier patients; Staphylococcus aureus becomes
more common with worsening health status; Legionella important in hospitalized patients (especially patients in ICU); risk
factors for Pseudomonasbronchiectasis; history of corticosteroid use; malnutrition; recent history of broad-spectrum
antibiotics
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| Treatment recommendations: outpatientsmacrolide or fluoroquinolone monotherapy; other agents (eg, doxycycline)
acceptable; hospitalized (non-ICU) patientsfluoroquinolone monotherapy or combination of β-lactam plus
macrolide; coverage of atypical organisms important; ICU patientscombination of β-lactam plus macrolide or fluoroquinolone
(no studies looking at fluoroquinolone monotherapy)
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| Noninfectious causes of fever and pulmonary infiltrates: pulmonary emboli; acute lung injury (caused by, eg,
drug reaction, pancreatitis); acute chest syndrome (in patients with sickle cell anemia); lupus pneumonitis; acute myocardial
infarction with CHF; alveolar hemorrhage syndromes; acute eosinophilic pneumonia
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| Diagnosis: study shows diagnosis (of VAP) made in <25% of cases (as low as 10% in some subpopulations); validated
clinical criteriafever; leukocytosis; purulent tracheal secretions; new infiltrate; basing diagnosis on presence of one of
these results in high sensitivity but very low specificity (≈3%); requiring all 4 criteria for diagnosis dramatically improves
specificity but decreases sensitivity to ≈6%; diagnosis reasonable for patients with 2.5 of 4 criteria; culture results
reasonable cutoff for diagnosis, 105 to 106 CFU/mL when sample taken from endotracheal space or 103 CFU/mL when
sample taken by alveolar lavage; pathogensculture from purulent tracheal secretions generally identifies same pathogens
as culture from infiltrate; neutrophilslow likelihood of pneumonia if neutrophils <50% on lavage
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| Initial antibiotic therapy for all HAP: mortality rate increases 4-fold if initial antibiotic does not cover infecting organism;
broad-spectrum antibioticsbetter coverage but increased risk of developing resistance; empiric therapy for HAPmust
cover Pseudomonas aeruginosa and S aureus (often methicillin-resistant [MRSA]), but these pathogens commonly
missed; Acinetobacter also commonly missed, but less common cause of pneumonia; double-coverageused when resistance
suspected; no in vivo evidence of synergy in management of pneumonia; risk factors for multidrug-resistant (MDR)
pathogensrecent antimicrobial therapy; current hospitalization of ≥5 days; high prevalence of MDR pathogens in hospital;
patient has risk factors for HCAP; strategy at speakers institutionbegin with β-lactam plus fluoroquinolone or aminoglycoside
plus linezolid or vancomycin (to cover MRSA); tailor treatment based on patient factors (eg, allergies,
comorbidities, and potential drug interactions)
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| Duration of therapy: study showed patients with VAP recover in ≈5 days; randomized study compared 8-day and 15-day
courses of antibiotic therapy in patients with VAP; no differences in major end points, including mortality and recurrence;
reduced risk for resistance with shorter course; Pseudomonashigher likelihood of recurrence with short course; associated
with chronic airway infection and unlikely to resolve until endotracheal tube removed; treat VAP for 8 days, and if recurrence
occurs, long-term aerosolized antibiotics recommended
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| Prevention of nosocomial infection: vaccinate patients; remove catheters as quickly as possible; diagnose and treat
infection effectively and discontinue if infection not proven after 2 days; use antimicrobial agents wisely; enforce hand
hygiene practices to prevent transmission
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Suggested Reading
Aaron SD et al: Overdiagnosis of asthma in obese and nonobese adults. CMAJ 179:1121, 2008; Aduen JF et al:
Retrospective study of pulmonary function tests in patients presenting with isolated reduction in single-breath diffusion
capacity: implications for the diagnosis of combined obstructive and restrictive lung disease. Mayo Clin
Proc 82:48, 2007; Akamatsu K et al: Poor sensitivity of symptoms in early detection of COPD. COPD 5:269,
2008; Bratzler DW et al: Initial antibiotic selection and patient outcomes: observations from the National Pneumonia
Project. Clin Infect Dis 47(Suppl 1):S193, 2008; Cooper CB: Airflow obstruction and exercise. Respir Med
103:325, 2009; Fine MJ et al: A prediction rule to identify low-risk patients with community-acquired pneumonia.
N Engl J Med 336:243, 1997; Kirtland SH et al: The diagnosis of ventilator-associated pneumonia: a comparison
of histologic, microbiologic, and clinical criteria. Chest 112:445, 1997; Kollef MH et al: Inadequate
antimicrobial treatment of infections: a risk factor for hospital mortality among critically ill patients. Chest
115:462, 1999; Kuti JL et al: Tackling empirical antibiotic therapy for ventilator-associated pneumonia in your
ICU: guidance for implementing the guidelines. Semin Respir Crit Care Med 30:102, 2009; Restrepo MI, Anzueto
A: The role of gram-negative bacteria in healthcare-associated pneumonia. Semin Respir Crit Care Med 30:61,
2009; Waggoner D et al: Dyspnea and obesity in African-American women. Ann Allergy Asthma Immunol
101:644, 2008; Wang Z et al: Lung sound analysis in the diagnosis of obstructive airway disease. Respiration
77:134, 2009.
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